Financial Services Industry Security & Compliance Resource Guide


The Securities and Exchange Commission (SEC) is a U.S. government agency that prevents fraud and international deception by overseeing securities transactions, activities of financial professionals and mutual fund trading. The SEC provides cybersecurity guidance to help broker-dealers, investment advisers, investment companies, exchanges, and other market participants protect their customers from cyber threats.

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Healthcare Industry Security & Compliance Resource Guide

Many Information Technology (IT) companies fall under the umbrella of the definition of a business associate. For the purposes of HIPAA, a business associate is any person or organization that is not a member of a covered entity’s workforce that performs functions or activities on behalf of a covered entity who has access to or discloses Protected Health Information (PHI).

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